Negative Symptoms in Schizophrenia: The Importance of Identification and Treatment
Schizophrenia is among the top 10 disabling conditions worldwide for young adults.1,2 In the United States, the cost of treatment and loss in productivity associated with schizophrenia are estimated to be as high as $60 billion annually.3-5 More than three quarters of this amount is associated with loss in productivity.1 Patients with schizophrenia struggle with many functional impairments, including performance of independent living skills, social functioning, and occupational/educational performance and attainment.6 Most patients require some public assistance for support, and only 10% to 20% of patients are able to sustain full- or part-time competitive employment.7-9 Improving functional outcomes for these individuals is a significant mental health priority.
Research suggests that the negative symptoms of schizophrenia, including problems with motivation, social withdrawal, diminished affective responsiveness, speech, and movement, contribute more to poor functional outcomes and quality of life for individuals with schizophrenia than do positive symptoms.10-16 Moreover, caregivers of patients with negative symptoms report high levels of burden.17 Negative symptoms tend to persist longer than positive symptoms and are more difficult to treat.15,18 Research suggests that improvements in negative symptoms are associated with a variety of improved functional outcomes including independent living skills, social functioning, and role functioning.19 Targeting negative symptoms in the treatment of schizophrenia may have significant functional benefits. Treatment of negative symptoms has been identified as a vital unmet clinical need for many persons with schizophrenia.15,18
Current antipsychotic treatments primarily address the positive symptoms of the disorder.15,18,20 In brief medication visits, physicians typically assess issues related to delusions, hallucinations, disorganized and aggressive behavior, and hostility. These are common symptoms that may cause individuals to be hospitalized, go to emergency departments, seek out crisis services, or come to the attention of the criminal justice system. Physicians may not be aware of the extent of negative symptoms, may not know how to assess these symptoms, may be unclear about the impact of treatments on negative symptoms, and may be unfamiliar with treatment strategies that may favorably impact negative symptoms. In this article, we describe the nature of negative symptoms, some of the etiological factors that contribute to a negative symptom presentation, and ways of addressing negative symptoms.
What are negative symptoms?
Negative symptoms represent a reduction of emotional responsiveness, motivation, socialization, speech, and movement. Primary negative symptoms are etiologically related to the core pathophysiology of schizophrenia whereas secondary negative symptoms are derivative of other symptoms of schizophrenia, other disease processes, medications, or environment.15,21 For example, antipsychotic medications can produce akinesia or blunted affect. Depression can cause anhedonia, lack of motivation, and social withdrawal. Lack of stimulation in impoverished institutional environments can lead to complacency and problems with motivation and initiation. Negative symptoms can also be the result of psychotic processes.15,21 For example, social withdrawal can be caused by paranoia or by immersion in the psychotic process to the exclusion of real-life relationships. Primary and enduring negative symptoms are often referred to as the “deficit syndrome.”22 Individuals with the deficit syndrome have been found to have greater cognitive deficits and poorer outcomes than patients who do not have this syndrome.22
The face of negative symptoms
The brief narrative presents a description of a typical day of a patient with schizophrenia. As will be apparent, the patient demonstrates several classic negative symptoms, including blunted emotional responsiveness. “Jesse” produces very little speech and needs to be repeatedly prompted by the interviewer. He spends his days without much physical activity, mostly watching television. He has no friends and is visited by his father once a week. His interests are restricted to watching television and smoking. While he states that he likes basketball, he does not play or watch basketball. Emotional responsiveness was blunted in the interview even with attempts to elicit it. Interviews with family members revealed that Jesse has exhibited these behaviors for many years. When asked, Jesse states that he wants to get a job, but he has done nothing to find a job in more than a decade.
Individuals like Jesse are often seen for brief medication visits. Because there are no obvious positive symptoms and no problems with acting out or hostility, few changes in medication may be initiated. There may be little questioning on the part of the treating physician to determine the quality of Jesse’s life or manner in which he spends his time. Some of the reluctance to get into such issues has to do with the limited time public-sector physicians may be able to spend with each patient. In most clinicians’ minds, patients with pressing needs, such as suicidal or aggressive behaviors or severe symptom exacerbations, need more immediate attention. Moreover, the symptoms embodied in the negative syndrome may not be considered an important domain for treatment by either the physician or the patient. Note that Jesse does not identify anything about his life as a “chief complaint.” His family seems to accept these symptoms, and for the most part, society has not targeted them as an unmet health care need. There may also be a perception among physicians that little can be done for negative symptoms even if they are identified.
How to assess negative symptoms
Individuals with schizophrenia are often unaware of the extent of their negative symptoms.23 They frequently do not spontaneously report negative symptoms as problems and are less concerned about them than their relatives may be.17 Family members may complain of a lack of an emotional connection with their son or daughter and state that the individual is not involved in life, but they do not aggressively seek treatment for these symptoms. Physicians or physician extenders will usually not get information about negative symptoms unless they have time to observe and to ask about specific behaviors. Furthermore, if symptoms are identified, there are no generally recognized approaches to treatment or well-established clinical assessment tools to measure treatment progress or failure.
However, several instruments have been developed to measure negative symptoms. The Table presents the domains of negative symptoms from the Negative Symptom Assessment (NSA)24 and describes the behaviors that might be observed in each domain. In addition to observation, it is important to ask questions regarding the person’s daily activities and engagement with others. A very good question derived from the NSA asks, “Starting from the time you get up, could you tell me how you have spent a typical day in the past week?” From this one question, many different levels of clinical information can be gathered. Does the person generate a multifaceted answer without prompting, or as in the interview above, does the psychiatrist have to pull out every detail? Is the individual enthusiastic about specific activities? Is the individual actively engaged with hobbies, friends, and productive activity during the day? How does this individual compare with a person without schizophrenia of the same age and sex?
Options for treatment of negative symptoms
If negative symptoms are secondary to antipsychotic treatment, the symptoms can be decreased by prescribing an antipsychotic with a low likelihood of producing parkinsonian adverse effects or by reducing the dosage of the current antipsychotic to a level that does not produce extrapyramidal adverse effects. Similarly, if negative symptoms are related to depressed affect, treatments for depression could be considered. While there is no clear evidence that depression in schizophrenia responds to SSRIs, there is some evidence that SSRIs can have a positive impact on negative symptoms.25
Alternatively, if negative symptoms, such as social withdrawal, are caused by immersion in positive symptoms, increasing the dosage of antipsychotic medication or switching to a different antipsychotic may be warranted. If options for treating secondary causes of negative symptoms have failed, the options for pharmacological treatment are limited at present. Current antipsychotic treatments appear to have a modest impact at best on negative symptoms.20,26
The perceived benefits of the atypical antipsychotics on negative symptoms may result primarily from decreasing the burden of extrapyramidal adverse effects rather than better efficacy for core negative symptoms.20 However, there is some evidence that patients treated with atypical antipsychotics are more likely to participate in psychosocial treatments.27 The negative symptom benefits often attributed to atypical antipsychotics may reflect improvements because of the psychosocial interventions and not the medications per se.26 Novel compounds to specifically address negative symptoms are actively being developed,15 and there is a great deal of discussion in the literature about the best study designs to test these compounds for treatment effectiveness.28,29 Although a few studies with ampakines and more traditional broad-spectrum atypical antipsychotics are under way in patients with predominant and/or persistent negative symptoms, results for many of these trials are not yet available. Recently reported results of a trial of an ampakine were negative.30
Combining atypical antipsychotics with psychosocial interventions may have more potential to improve negative symptom outcomes than pharmacotherapy alone.31 In several randomized, rater-blind trials, we have found that environmental supports to prompt and cue adaptive behaviors led to improvement on the motivation factor of the NSA.32,33 Improvements on this factor suggest that individuals are more involved in activities, more engaged in the world around them, are performing grooming and hygiene tasks more regularly, and are more likely to pursue goals. It may be that some of this improvement has to do with decreasing the environmental impoverishment that contributes to secondary negative symptoms rather than improving primary negative signs of schizophrenia. Environmental supports may also prompt individuals to take part in activities they would otherwise not initiate, bypassing some of the apathy associated with negative symptoms. Moreover, social skills training has been found to improve social adjustment for individuals with schizophrenia.34,35 The teaching of skills needed to interact with others makes more successful attempts at initiation of conversations and maintenance of relationships likely. While more work on psychosocial treatments that specifically target negative symptoms is necessary, referral to psychosocial treatment is an important option for physicians to consider in dealing with enduring negative symptoms.
In addition, it is important to educate families about the nature of schizophrenia and negative symptoms. When the family is more aware that poor motivation, flat affect, and decreased involvement and activity reflect symptoms of schizophrenia rather than problems with the character of the individual, this can reduce the likelihood that the family will be overly critical of these behaviors.
Negative symptoms represent an important treatment target in schizophrenia. It is essential to assess for negative symptoms, treat the secondary causes of these symptoms and refer patients and families to psychosocial therapy in an attempt to improve outcomes and quality of life for these individuals. New pharmacological treatments to address negative symptoms should also be actively pursued.
Dr Velligan is professor and codirector of the Division of Schizophrenia and Related Disorders in the department of psychiatry at the University of Texas Health Science Center at San Antonio. Dr Alphs is therapeutic area leader in psychiatry, Medical and Scientific Affairs, for Janssen, LP, Ortho-McNeil Janssen Scientific Affairs, LLC, Titusville, NJ. Dr Velligan reports that she has the following relationships: AstraZeneca: consultant, travel expenses, honoraria, research grant, Speakers’ Bureau, and advisory board; Bristol-Myers Squibb: consultant, honoraria, and research grant; Janssen: consultant, honoraria, research grant, Speakers’ Bureau, and advisory board; Pfizer: consultant, honoraria, research grant, and Speakers’ Bureau; and Organon: consultant, advisory board, and research grant. Dr Alphs reports that he is employed by Ortho-McNeil Janssen.
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